ASX Listing Rules
Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.
The sections are available to view only and cannot be printed.
The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customersupport@lexisnexis.com.au or via phone on 1800 772 772. You can also sign up to LexisNexis ASX Alerts service; click here to subscribe for free.
Click here to take the ASX Listing Rules Compliance Course approved for persons responsible for communicating with ASX on Listing Rule matters.
| Name | Size |
|---|
| Appendix | Description |
|---|---|
| 1A | ASX Listing Application |
| 1B | ASX Debt Listing Application |
| 1C | ASX Foreign Exempt Listing Application |
| 2A | Application for Quotation of Securities |
| 3A | Timetable |
| 3A.1 | Notification of Dividend / Distribution |
| 3A.2 | Notification of Interest Payment or Interest Rate Change |
| 3A.3 | Notification of Reorganisation of Capital – Security Consolidation or Split |
| 3A.4 | Notification of Reorganisation of Capital – Return of Capital (Cash) |
| 3A.5 | Notification of Reorganisation of Capital – Return of Capital by way of In Specie Distribution of Securities in Another Entity |
| 3A.6 | Notification of Call – No Liability Company or Call/Instalment – Entities Except No Liability Companies |
| 3B | Notification of Proposed Issue of Securities |
| 3C | Announcement of Buy-back (Except Minimum Holding Buy-back) |
| 3D | [Deleted] |
| 3E | [Deleted] |
| 3F | [Deleted] |
| 3G | Notification of Issue, Conversion or Payment up of Equity Securities |
| 3H | Notification of cessation of securities |
| 3X | Initial Director's Interest Notice |
| 3Y | Change of Director’s Interest Notice |
| 3Z | Final Director’s Interest Notice |
| 4A | Statement of CDIs on Issue |
| 4B | Half Yearly/Preliminary Final Report - Superseded. Please use Appendix 4D |
| 4C | Quarterly Cash Flow Report for Entities Subject to Listing Rule 4.7B |
| 4D | Half Year Report Period ending on or after 30 June 2003 |
| 4E | Preliminary Final Report Period ending on or after 30 June 2003 |
| 4F | Change of balance date 12 month period ending on or after 30 June 2003 |
| 4G | Key to Disclosures Corporate Governance Council Principles and Recommendations |
| 5A | Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves |
| 5B | Mining Exploration Entity or Oil and Gas Exploration Entity Quarterly Cash Flow Report |
| 6A | Timetables |
| 7A | Timetables |
| 8A | Time Limits |
| 9A | Restriction Deed |
| 9B | Restrictions on Securities |
| 9C | Restriction notice |
| 15A | Provisions required by rule 15.11.1 |
| 15B | Provisions required by rule 15.11.1 |
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