ASX Clear Operating Rules
Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.
The sections are available to view only and cannot be printed.
The Rules are also available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or phone 180 0772 772.
| Description |
|---|
| Section 1 Introduction and General Rules |
| Section 2 Definitions and Interpretation |
| Section 3 Participation in the Clearing Facility |
| Section 4 Rights and Obligations of Participants |
| Section 5 Risk Management Capital Requirements |
| Section 6 Communications with ASX Clear |
| Section 7 Client Requirements |
| Section 8 Clearing Fund Contributions and Priority of Application of Clearing Assets |
| Section 9 Third Party Clearing and Settlement Arrangements |
| Section 10 Accounts |
| Section 11 Derivatives Market Contracts - Allocation, Price Averaging and Designation |
| Section 12 Registration, Novation, Netting and Settlement |
| Section 13 Derivatives CCP Contracts - Transfers Close Outs and Adjustments |
| Section 14 Risk Management |
| Section 15 Default |
| Section 16 State of Emergency, Undesirable Practices and Impossibility of Performance |
| Section 17 ASX Clear Termination of Derivatives CCP Contracts |
| Section 18 Disputes and Complaints |
| Section 19 Compliance, Enforcement Actions and Appeals |
| Section 20 Settlement of Derivatives CCP Contracts |
| Section 21 Settlement of Deliverable Futures CCP Contract over Underlying Commodities |
| Section 22 Transitional Arrangements for Existing ASX Participating Organisations (Cash Market Transactions) - Deleted 23/07/18 |
| Section 23 Transitional Arrangements for Existing ASX Participating Organisations (Derivatives) - Deleted 23/07/18` |
| Schedule 1 - Risk Based Capital Requirements |
| Schedule 1 - Annexures |
| Schedule 2 - NTA Requirements |
| Schedule 3 - Clearing Agreements - Minimum Terms |
| Schedule 4 - Settlement Services Agreement (Cash Market Transactions) - Minimum Terms |
| Schedule 5 - Derivatives Client Agreement - Minimum Terms |
| Schedule 6 - Derivatives Client Agreement - Minimum Terms Change Notification |
| Schedule 7 - Partial Termination |
| ASX Clear Operating Rules Procedures |
| ASX Clear Operating Rules Procedures - Annexure 1 |
| ASX Clear Operating Rules Procedures - Annexure 2 |
| ASX Clear Operating Rules Procedures - Annexure 3 - Deleted 15/06/15 |
| ASX Clear Operating Rules Procedures - Annexure 4 |
| ASX Clear Operating Rules Procedures - Annexure 5 - Deleted 15/06/15 |
| ASX Clear Operating Rules Procedures - Annexure 6 - Deleted 15/06/15 |
| ASX Clear Operating Rules Procedures - Annexure 7 - Deleted 15/06/15 |
| ASX Clear Operating Rules Procedures - Annexure 8 |
| ASX Clear Operating Rules Procedures - Annexure 9 - Deleted 07/06/13 |
| ASX Clear Operating Rules Procedures - Annexure 10 - Deleted 07/06/13 |
| ASX Clear Operating Rules Procedures - Annexure 11 - Deleted 28/04/14 |
| ASX Clear Operating Rules Procedures - Annexure 12 - Deleted 04/05/15 |
| ASX Clear Operating Rules Procedures - Annexure 13 |
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